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        SEBI

        Regulation 297 - Liability for contravention of the Act, rules or the regulations

        Securities And Exchange Board of India (Issue Of Capital And Disclosure Requirements) Regulations, 2018
        Chapter XII
        MISCELLANEOUS

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        Regulatory liability for contravention: stock exchanges may impose fines, suspend trading, freeze holdings, and other actions. Contravention by a listed issuer or other person attracts administrative measures by the relevant stock exchange(s) as specified by the Board, including imposition of fines, suspension of trading, freezing of promoter/promoter-group holdings of designated securities in coordination with depositories, and other Board-specified actions; the Board also specifies the manner for revocation of suspension and holding-freeze actions.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Regulatory liability for contravention: stock exchanges may impose fines, suspend trading, freeze holdings, and other actions.

                              Contravention by a listed issuer or other person attracts administrative measures by the relevant stock exchange(s) as specified by the Board, including imposition of fines, suspension of trading, freezing of promoter/promoter-group holdings of designated securities in coordination with depositories, and other Board-specified actions; the Board also specifies the manner for revocation of suspension and holding-freeze actions.


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