Introducing the “In Favour Of” filter in Case Laws.
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Introducing the “In Favour Of” filter in Case Laws.
Try it now in Case Laws →
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of <h1>Issuers banned from further securities issues between draft filing and listing, except for employee stock options.</h1> An issuer is prohibited from making further issues of specified securities, including public, rights, preferential issues, qualified institutions placements, or bonus shares, during the period from filing the draft offer document to the listing of the securities or refund of application monies. Exceptions are made for employee stock option schemes or stock appreciation right schemes. Any further issue must include full disclosures of the total number of securities or the amount to be raised in the draft or offer document. This regulation ensures transparency and prevents undisclosed capital raising during the specified period.
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