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        SEBI

        Regulation 69 - Appointment of Lead Managers

        Securities And Exchange Board of India (Issue Of Capital And Disclosure Requirements) Regulations, 2018
        Part IV
        APPOINTMENT OF LEAD MANAGERS AND OTHER INTERMEDIARIES

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        Intermediary appointment requirements: issuers must appoint registered intermediaries and enter agreements preserving statutory liabilities. Issuers must appoint Board-registered intermediaries after assessing their capability, enter into agreements that do not limit statutory liabilities, recognise deemed ASBA agreements with self-certified syndicate banks, appoint bankers at centres in Schedule XII, and appoint a Board-registered registrar with connectivity to all depositories, except that an issuer that is itself a registrar shall not appoint itself to the issue.
                    Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Intermediary appointment requirements: issuers must appoint registered intermediaries and enter agreements preserving statutory liabilities.

                          Issuers must appoint Board-registered intermediaries after assessing their capability, enter into agreements that do not limit statutory liabilities, recognise deemed ASBA agreements with self-certified syndicate banks, appoint bankers at centres in Schedule XII, and appoint a Board-registered registrar with connectivity to all depositories, except that an issuer that is itself a registrar shall not appoint itself to the issue.


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