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of <h1>Securities Regulations: Key Functions for Depositories, 'Chinese Wall' Policy for Regulatory Autonomy, and Compliance Segregation</h1> The Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018, outlines core functions for depositories, categorized into critical operations, regulatory compliance, and other business functions. Critical operations include dematerialization of securities, record-keeping, IT infrastructure, and cyber security. Regulatory functions cover risk management, compliance, participant registration, and investor protection. Business functions involve sales, marketing, and finance. To ensure regulatory autonomy, depositories must implement a 'Chinese Wall' policy to segregate regulatory departments from others, restricting information flow and access, with exceptions only on a 'need to know' basis under compliance oversight.
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