Measures to ensure autonomy of regulatory departments

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Measures to ensure autonomy of regulatory departments

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....nctions shall include but not limited to: a. Vertical 1: Critical Operations i. Provision for dematerialization of securities including holding and transfer of such securities; ii. Record keeping of information related to dematerialized securities; iii. IT infrastructure for core and critical functions; iv. Business continuity plan and disaster recovery operations; v. Cyber Security an....

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....DULE Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 [See regulation 29] MEASUSRES TO ENSURE AUTONOMY OF REGULATORY DEPARTMENTS In order to ensure the segregation of regulatory departments, every depository shall adopt a "Chinese Wall" policy which separates the regulatory departments of the depository from the other departments. The employees....

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Measures to ensure autonomy of regulatory departments