Chapter VII - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 40 to Regulation 82AA)
Inspection report enforcement allows Board or Chair to take discretionary action including intermediary regulatory sanctions. The regulation empowers the Board or the Chairman to determine and implement appropriate responses following consideration of an inspection or investigation report, including measures available under Chapter V of the Intermediaries Regulations such as intermediary-targeted sanctions or corrective actions.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Inspection report enforcement allows Board or Chair to take discretionary action including intermediary regulatory sanctions.
The regulation empowers the Board or the Chairman to determine and implement appropriate responses following consideration of an inspection or investigation report, including measures available under Chapter V of the Intermediaries Regulations such as intermediary-targeted sanctions or corrective actions.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.