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          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.

          Provisions expressly mentioned in the judgment/order text.

          <h1>Restriction on associations: depositories must not associate with unregistered advisers or claimants without permission, protecting investors.</h1> Restriction on association bars a depository or its agent from associating, directly or indirectly, with persons who provide securities advice or make claims about returns unless such persons are registered with or permitted by the Board; associations through a specified digital platform with Board satisfactory preventive and curative safeguards are exempt. The depository must ensure its associates do not engage in those activities without permission. 'Association' covers transactions, client referrals, IT system interactions and similar ties, and investor education providers are excluded so long as they do not perform the restricted activities without permission.

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