Chapter VII - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 40 to Regulation 82AA)
Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 Chapter VII RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
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Investment advice disclosure: Depositories, participants and employees must reveal long or short positions when advising in public media. A depository, participant or their employees must not render investment advice about any security in publicly accessible media unless they disclose their interest, including any long or short position; employees must additionally disclose the interests, including long or short positions, of their dependent family members and of their employer when rendering such advice.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investment advice disclosure: Depositories, participants and employees must reveal long or short positions when advising in public media.
A depository, participant or their employees must not render investment advice about any security in publicly accessible media unless they disclose their interest, including any long or short position; employees must additionally disclose the interests, including long or short positions, of their dependent family members and of their employer when rendering such advice.
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