Chapter VII - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 40 to Regulation 82AA)
Application completeness requirement: incomplete registration applications may be rejected, with a written opportunity to cure and possible extension. Incomplete or nonconforming Form A applications for depository registration may be rejected, but the Board must first give the applicant written opportunity to remove the objections within the prescribed time from communication; the Board may extend that period if it considers further time necessary to enable removal of the objections.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Application completeness requirement: incomplete registration applications may be rejected, with a written opportunity to cure and possible extension.
Incomplete or nonconforming Form A applications for depository registration may be rejected, but the Board must first give the applicant written opportunity to remove the objections within the prescribed time from communication; the Board may extend that period if it considers further time necessary to enable removal of the objections.
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