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        SEBI

        Regulation 71 - Manner of handling share registry work

        Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018
        Chapter VII
        RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION

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        Single-point share registry handling ensures issuers use in-house teams or a registered share transfer agent for securities transfers. Regulation 71 mandates that transfer of securities, maintenance of holders' records, handling of physical certificates and depository connectivity be managed at a single point, which must be either the issuer in-house or a Share Transfer Agent registered with the Board.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Single-point share registry handling ensures issuers use in-house teams or a registered share transfer agent for securities transfers.

                                Regulation 71 mandates that transfer of securities, maintenance of holders' records, handling of physical certificates and depository connectivity be managed at a single point, which must be either the issuer in-house or a Share Transfer Agent registered with the Board.


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