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        SEBI

        Regulation 37 - Participants to abide by code of conduct

        Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018
        Chapter VI
        REGISTRATION OF PARTICIPANT

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        Code of Conduct requires registered participants to comply continuously with Part A of the Third Schedule under SEBI regulations. A participant holding a certificate of registration must at all times observe the Code of Conduct specified in Part A of the Third Schedule to the Depositories and Participants Regulations, 2018, creating an ongoing compliance duty as a condition of registration.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Code of Conduct requires registered participants to comply continuously with Part A of the Third Schedule under SEBI regulations.

                              A participant holding a certificate of registration must at all times observe the Code of Conduct specified in Part A of the Third Schedule to the Depositories and Participants Regulations, 2018, creating an ongoing compliance duty as a condition of registration.


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