Chapter VII - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 40 to Regulation 82AA)
Regulatory enforcement powers: SEBI may impose disciplinary measures for breaches, including action under intermediary regulations. Regulation 82C authorises the Board to take action for violations of regulation 82B, including measures available under Chapter V of the Intermediaries Regulations, thereby subjecting breaches of dealing restrictions to the intermediary disciplinary framework.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Regulatory enforcement powers: SEBI may impose disciplinary measures for breaches, including action under intermediary regulations.
Regulation 82C authorises the Board to take action for violations of regulation 82B, including measures available under Chapter V of the Intermediaries Regulations, thereby subjecting breaches of dealing restrictions to the intermediary disciplinary framework.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.