Chapter VII - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 40 to Regulation 82AA)
Code of Conduct compliance required for depositories holding commencement certificates; obligation to abide by prescribed conduct at all times. A depository holding a certificate of commencement of business must at all times comply with the Code of Conduct set out in Part D of the Third Schedule to the SEBI (Depositories and Participants) Regulations, 2018, creating a continuous regulatory obligation to observe the prescribed conduct, operational and governance standards.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Code of Conduct compliance required for depositories holding commencement certificates; obligation to abide by prescribed conduct at all times.
A depository holding a certificate of commencement of business must at all times comply with the Code of Conduct set out in Part D of the Third Schedule to the SEBI (Depositories and Participants) Regulations, 2018, creating a continuous regulatory obligation to observe the prescribed conduct, operational and governance standards.
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