Chapter VII - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 40 to Regulation 82AA)
Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 Chapter VII RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
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Obligation to notify depository: issuers must supply corporate action dates to depositories as prescribed; sovereign issuers exempt. Issuers of securities eligible for dematerialisation must provide depositories with information on book closures, record dates, payment dates for interest or dividends, meeting dates, redemption and conversion dates for debentures and warrants, call money dates and other related event dates, in the manner and at the times specified by the depository by its bye laws or agreement; issuers that are the State or Central Government in respect of Government securities are exempt.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Obligation to notify depository: issuers must supply corporate action dates to depositories as prescribed; sovereign issuers exempt.
Issuers of securities eligible for dematerialisation must provide depositories with information on book closures, record dates, payment dates for interest or dividends, meeting dates, redemption and conversion dates for debentures and warrants, call money dates and other related event dates, in the manner and at the times specified by the depository by its bye laws or agreement; issuers that are the State or Central Government in respect of Government securities are exempt.
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