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of <h1>Regulation 18I mandates stock brokers to establish a confidential whistleblower policy, protecting employees reporting unethical practices.</h1> Regulation 18I of the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 mandates that stock brokers establish a whistleblower policy. This policy must provide a confidential channel for employees and stakeholders to report concerns about suspected fraudulent or unethical practices, regulatory violations, or governance weaknesses. The policy should include procedures to protect whistleblowers adequately. Complaints against the Board of Directors, including senior executives, should be directed to the Audit Committee or a similar body, while complaints against other employees should be addressed to the Compliance Officer.
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