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of <h1>Regulation 13 allowed SEBI to reject incomplete broker applications with a hearing; omitted in 2019.</h1> Regulation 13 of the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992, outlines the procedure when an application for a certificate does not meet specified requirements. The Board may reject such applications after providing a hearing opportunity. The refusal must be communicated within thirty days to both the applicant and the concerned stock exchange, detailing the rejection grounds. Applicants can request reconsideration within thirty days of receiving the refusal notice. The Board is required to review and communicate its decision promptly to the applicant and the stock exchange. This regulation was omitted effective April 1, 2019.
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