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        SEBI

        Regulation 13 - Omitted

        Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
        Chapter III
        REGISTRATION OF SUB-BROKERS

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        Registration refusal procedure: board must notify grounds and provide an opportunity for reconsideration within prescribed period. Where an application for a certificate of registration does not meet prescribed requirements, the Board may reject it after giving a reasonable opportunity of being heard. The Board must communicate the refusal in writing to the applicant and the concerned stock exchange, stating the grounds for rejection within a specified period. An aggrieved applicant may apply for reconsideration within a prescribed period, and the Board must reconsider and communicate its decision in writing to both the applicant and the exchange.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Registration refusal procedure: board must notify grounds and provide an opportunity for reconsideration within prescribed period.

                            Where an application for a certificate of registration does not meet prescribed requirements, the Board may reject it after giving a reasonable opportunity of being heard. The Board must communicate the refusal in writing to the applicant and the concerned stock exchange, stating the grounds for rejection within a specified period. An aggrieved applicant may apply for reconsideration within a prescribed period, and the Board must reconsider and communicate its decision in writing to both the applicant and the exchange.


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