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        SEBI

        Regulation 19 - Board’s right to inspect

        Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
        Chapter V
        PROCEDURE FOR INSPECTION

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        Board's right to inspect ensures stock brokers' books and records meet statutory maintenance and compliance requirements. Board's power to inspect authorises appointment of inspecting authorities to examine stock brokers' books, records and documents to ensure that books are maintained as required and to verify compliance with applicable statutes, rules, regulations and the Securities Contracts (Regulation) Act and its rules.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Board's right to inspect ensures stock brokers' books and records meet statutory maintenance and compliance requirements.

                            Board's power to inspect authorises appointment of inspecting authorities to examine stock brokers' books, records and documents to ensure that books are maintained as required and to verify compliance with applicable statutes, rules, regulations and the Securities Contracts (Regulation) Act and its rules.


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