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        SEBI

        Regulation 16 - Omitted

        Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
        Chapter III
        REGISTRATION OF SUB-BROKERS

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        Registration of sub-brokers: explicit cross-application of core regulatory chapters to sub-brokers has been omitted, affecting compliance framing. Regulation 16 previously provided that Chapters IV, V and VI of the Stock Brokers Regulations applied to sub-brokers as they did to stock brokers; that explicit provision has been omitted by later notification, removing the direct statutory cross-application language for sub-brokers.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Registration of sub-brokers: explicit cross-application of core regulatory chapters to sub-brokers has been omitted, affecting compliance framing.

                              Regulation 16 previously provided that Chapters IV, V and VI of the Stock Brokers Regulations applied to sub-brokers as they did to stock brokers; that explicit provision has been omitted by later notification, removing the direct statutory cross-application language for sub-brokers.


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