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        SEBI

        Regulation 10D - Approval for operation in other clearing corporation(s) or segment(s) of clearing corporation

        Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
        Chapter IIA
        REGISTRATION OF CLEARING MEMBERS

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        Approval for operation in clearing corporations requires Board-specified application and clearing corporation satisfaction before granting access. A clearing member or stock broker registered with the Board seeking to operate in another clearing corporation or additional segment(s) must apply to the concerned clearing corporation in the manner specified by the Board. The clearing corporation, after being satisfied that the applicant meets the regulations and Board-specified eligibility requirements, shall grant approval to operate in the requested clearing corporation or segment(s) and shall inform the Board of that approval.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Approval for operation in clearing corporations requires Board-specified application and clearing corporation satisfaction before granting access.

                              A clearing member or stock broker registered with the Board seeking to operate in another clearing corporation or additional segment(s) must apply to the concerned clearing corporation in the manner specified by the Board. The clearing corporation, after being satisfied that the applicant meets the regulations and Board-specified eligibility requirements, shall grant approval to operate in the requested clearing corporation or segment(s) and shall inform the Board of that approval.


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