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          <h1>Regulation 11: Sub-Brokers No Longer Need New Certificate for Broker Changes or SME Platform Affiliations</h1> Regulation 11 of the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992, outlines the registration requirements for sub-brokers. It mandates that sub-brokers must hold a certificate granted by the Board to operate. A new certificate is not required if a sub-broker changes affiliation between stock brokers within the same exchange. Additionally, no new certificate is needed if a registered sub-broker affiliates with a broker eligible to trade on the SME platform, defined as a recognized exchange platform for listing securities under specific SEBI regulations. This regulation was omitted effective April 1, 2019.

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