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        SEBI

        Regulation 18DA - Investor Charter

        Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
        Chapter IV
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Investor Charter compliance requires stock brokers to adhere to Board-prescribed charter obligations and ensure ongoing conformity. Regulation 18DA requires stock brokers to ensure compliance with the Investor Charter as specified by the Board, making the charter a mandatory compliance instrument and placing direct responsibility on brokers to adopt, follow and maintain Board-prescribed standards and any subsequent amendments.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Investor Charter compliance requires stock brokers to adhere to Board-prescribed charter obligations and ensure ongoing conformity.

                              Regulation 18DA requires stock brokers to ensure compliance with the Investor Charter as specified by the Board, making the charter a mandatory compliance instrument and placing direct responsibility on brokers to adopt, follow and maintain Board-prescribed standards and any subsequent amendments.


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