Registration of Sub-Brokers provisions removed by SEBI amendment, changing the regulatory framework for sub-broker registration. Regulation IIIA concerning registration of sub-brokers and related Chapter IIIA/B/C provisions were omitted from the SEBI (Stock Brokers) Regulations, 1992 by the SEBI (Stock Brokers and Sub-brokers) (Second Amendment) Regulations, 2013, effective 27.9.2013, thereby removing the prior regulatory mechanism for sub-broker registration under those chapters.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Registration of Sub-Brokers provisions removed by SEBI amendment, changing the regulatory framework for sub-broker registration.
Regulation IIIA concerning registration of sub-brokers and related Chapter IIIA/B/C provisions were omitted from the SEBI (Stock Brokers) Regulations, 1992 by the SEBI (Stock Brokers and Sub-brokers) (Second Amendment) Regulations, 2013, effective 27.9.2013, thereby removing the prior regulatory mechanism for sub-broker registration under those chapters.
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