Applicability of Chapter II: clearing member registration is governed mutatis mutandis by existing broker registration requirements and compliance. Chapter II provisions governing registration under the Stock Broker regulatory framework apply mutatis mutandis to the registration of clearing members, importing substantive registration requirements, compliance obligations and procedural mechanisms into the clearing member registration regime except where otherwise provided.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Applicability of Chapter II: clearing member registration is governed mutatis mutandis by existing broker registration requirements and compliance.
Chapter II provisions governing registration under the Stock Broker regulatory framework apply mutatis mutandis to the registration of clearing members, importing substantive registration requirements, compliance obligations and procedural mechanisms into the clearing member registration regime except where otherwise provided.
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