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          <h1>Stock Brokers Must Appoint Compliance Officers to Ensure Rule Adherence and Report Non-Compliance Under Regulation 18A</h1> Regulation 18A of the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 mandates that every stock broker must appoint a compliance officer. This officer is tasked with ensuring adherence to the relevant Act, rules, regulations, and guidelines issued by the Board or the Central Government, as well as addressing investor grievances. The compliance officer is also required to promptly and independently report any instances of non-compliance directly to the Board. This regulation was introduced by the SEBI (Investment Advice by Intermediaries) (Amendment) Regulations, 2001, effective from May 29, 2001.

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