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of <h1>SEBI Amends Stock Broker Regulations: New Infrastructure, Affiliation, and Compliance Rules for Brokers and Sub-Brokers.</h1> The Securities and Exchange Board of India (SEBI) issued amendments to the Stock Brokers and Sub-Brokers Regulations, 1992, effective upon publication in the Official Gazette. Key changes include requirements for sub-brokers to have adequate infrastructure and recognition by stock exchanges. Brokers must not affiliate with more than one broker per exchange and cannot deal with unregistered sub-brokers. New regulations mandate agreements between brokers, sub-brokers, and their clients, and prohibit directors of brokers from acting as sub-brokers. The amendments also update documentation and conduct codes, ensuring compliance with stock exchange rules.
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