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of <h1>Regulation 15: Sub-brokers' Duties in Stock Market, Fee Payment, Conduct Code, and Broker Agreements Explained.</h1> Regulation 15 of the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992, outlines the obligations of sub-brokers. Sub-brokers must pay fees as per Schedule III, adhere to the Code of Conduct in Schedule II, and establish an agreement with stock-brokers detailing their authority and responsibilities. They must comply with stock exchange rules and cannot affiliate with more than one stock broker per exchange. Sub-brokers are also required to maintain specific books and documents, excluding certain items listed in regulation 17. Amendments in 2003 and 2018 have modified these provisions.
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