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of <h1>Stock broker faces prosecution under SEBI Act Section 24 for unregistered trading, market manipulation, and non-compliance with regulations.</h1> A stock broker is liable for prosecution under section 24 of the Securities and Exchange Board of India (SEBI) Act for specific violations. These include trading without registration, engaging in securities trading outside recognized exchanges, market manipulation, insider trading, and violating SEBI regulations on fraudulent practices. Additional liabilities include failing to cooperate with investigations, such as not producing required documents or appearing before authorities, and not paying penalties or complying with orders. The regulations have been amended to exclude sub-brokers from these provisions since April 2019.
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