https://www.taxtmi.com/acts?id=43355 Stock brokers must establish and maintain a documented whistle blower policy providing a confidential channel to report suspected fraud, unethical practices, regulatory or legal violations, or governance vulnerabilities, and the policy must include procedures ensuring adequate protection of whistle blowers. Complaints against directors, senior executives or promoters are to be addressed to the audit committee or analogous body, while complaints against other employees are to be made to the compliance officer. en-us Mon, 01 Jul 2024 13:08:57 +0530 Mon, 01 Jul 2024 13:08:57 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=43355 Stock brokers must establish and maintain a documented whistle blower policy providing a confidential channel to report suspected fraud, unethical practices, regulatory or legal violations, or governance vulnerabilities, and the policy must include procedures ensuring adequate protection of whistle blowers. Complaints against directors, senior executives or promoters are to be addressed to the audit committee or analogous body, while complaints against other employees are to be made to the compliance officer. Act-Rules SEBI Mon, 01 Jul 2024 13:08:57 +0530 https://www.taxtmi.com/acts?id=43355