Chapter V - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 26 to Regulation 58C)
Participant registration: application via depository with Form E and fee; depository must forward with compliance certification. Application for initial registration as a participant must be made in Form E through the depository where the applicant proposes to act, accompanied by the prescribed fee; the depository must forward the Form E to the Board with recommendations and certify that the applicant meets eligibility criteria and possesses adequate infrastructure under these regulations and the depository bye laws.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Participant registration: application via depository with Form E and fee; depository must forward with compliance certification.
Application for initial registration as a participant must be made in Form E through the depository where the applicant proposes to act, accompanied by the prescribed fee; the depository must forward the Form E to the Board with recommendations and certify that the applicant meets eligibility criteria and possesses adequate infrastructure under these regulations and the depository bye laws.
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