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        SEBI

        Regulation 63 - Action on inspection or investigation report.

        Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
        Chapter VI
        INSPECTION

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        Action on inspection reports allows the board or chairman to take regulatory enforcement measures under intermediaries rules. Action on inspection or investigation reports empowers the Board or the Chairman to consider the report and take regulatory action as deemed fit, including enforcement measures under the Intermediaries Regulations, encompassing enquiry and penalty mechanisms.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Action on inspection reports allows the board or chairman to take regulatory enforcement measures under intermediaries rules.

                              Action on inspection or investigation reports empowers the Board or the Chairman to consider the report and take regulatory action as deemed fit, including enforcement measures under the Intermediaries Regulations, encompassing enquiry and penalty mechanisms.


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