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of <h1>Securities Code of Conduct: Protect Investor Interests, Ensure Integrity, Maintain Confidentiality, Address Grievances, and Uphold Governance Standards.</h1> The Code of Conduct for Participants under the Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996, mandates participants to protect investor interests and maintain high standards of integrity. Participants must provide prompt and efficient services, address grievances swiftly, and not engage in unfair competition or make exaggerated claims. Confidentiality of client information is crucial, and cooperation with the Board is required. Participants must maintain competency, comply with regulations, and ensure robust internal controls and data management. They are accountable for their employees' actions and must uphold corporate governance standards, ensuring transparency and effective decision-making.
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