Chapter V - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 26 to Regulation 58C)
Segregation of regulatory departments required to ensure independence of depository oversight functions from other activities. A depository must segregate its regulatory departments from other departments, preserving independence and distinctness of regulatory functions, in the manner prescribed in the implementing schedule to the regulations.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Segregation of regulatory departments required to ensure independence of depository oversight functions from other activities.
A depository must segregate its regulatory departments from other departments, preserving independence and distinctness of regulatory functions, in the manner prescribed in the implementing schedule to the regulations.
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