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        SEBI

        Regulation 20AA - Participants to abide by code of conduct

        Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
        Chapter IV
        REGISTRATION OF PARTICIPANT

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        Code of Conduct compliance required for registered depository participants; ongoing adherence mandated under regulatory framework. Registered depository participants must at all times abide by the Code of Conduct specified in the applicable schedule to the regulations; this creates an ongoing regulatory obligation tied to holding initial or permanent registration.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Code of Conduct compliance required for registered depository participants; ongoing adherence mandated under regulatory framework.

                              Registered depository participants must at all times abide by the Code of Conduct specified in the applicable schedule to the regulations; this creates an ongoing regulatory obligation tied to holding initial or permanent registration.


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