Chapter V - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 26 to Regulation 58C)
Power to call for information: Board may require depositories, their governing boards, shareholders, sponsors, and participants to produce records. The Board may from time to time call for any information, documents or records from the depository, its governing board, any shareholder or sponsor thereof, and from depository participants, enabling regulatory oversight through compulsory production of documentary materials and records.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Power to call for information: Board may require depositories, their governing boards, shareholders, sponsors, and participants to produce records.
The Board may from time to time call for any information, documents or records from the depository, its governing board, any shareholder or sponsor thereof, and from depository participants, enabling regulatory oversight through compulsory production of documentary materials and records.
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