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        SEBI

        Regulation 34 - Internal monitoring, review and evaluation of systems and controls.

        Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
        Chapter V
        RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION

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        Internal monitoring of depository systems required to ensure ongoing review and evaluation of controls and safeguards. Regulation 34 of the SEBI (Depositories and Participants) Regulations mandates that every depository maintain adequate mechanisms for internal monitoring, review and evaluation of the depository's systems, controls, procedures and safeguards, ensuring ongoing assessment and oversight of operational controls and procedural safeguards.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Internal monitoring of depository systems required to ensure ongoing review and evaluation of controls and safeguards.

                              Regulation 34 of the SEBI (Depositories and Participants) Regulations mandates that every depository maintain adequate mechanisms for internal monitoring, review and evaluation of the depository's systems, controls, procedures and safeguards, ensuring ongoing assessment and oversight of operational controls and procedural safeguards.


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