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        SEBI

        Regulation 53A - Manner of handling share registry work

        Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
        Chapter V
        RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION

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        Single-point handling of share registry: issuers must centralise transfer and physical securities work in-house or via registered transfer agent. Regulation 53A mandates that transfer of securities, maintenance of holders' records, handling of physical securities and establishment of connectivity with depositories be handled and maintained at a single point, either in-house by the issuer or by a Share Transfer Agent registered with the Board.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Single-point handling of share registry: issuers must centralise transfer and physical securities work in-house or via registered transfer agent.

                              Regulation 53A mandates that transfer of securities, maintenance of holders' records, handling of physical securities and establishment of connectivity with depositories be handled and maintained at a single point, either in-house by the issuer or by a Share Transfer Agent registered with the Board.


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