Chapter V - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 26 to Regulation 58C)
Inspection obligations require production of records and access, empowering inspecting officers to examine persons, premises and computer data. Regulation 61 requires depositories, participants, beneficial owners, issuers and their agents, and every director, officer and employee thereof, to produce books, records and other documents and furnish statements and information as the inspecting officer may require, to grant reasonable access to premises and computer data, to provide copies of relevant materials, and to permit examination or recording of statements, while giving all reasonable assistance in connection with the inspection.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Inspection obligations require production of records and access, empowering inspecting officers to examine persons, premises and computer data.
Regulation 61 requires depositories, participants, beneficial owners, issuers and their agents, and every director, officer and employee thereof, to produce books, records and other documents and furnish statements and information as the inspecting officer may require, to grant reasonable access to premises and computer data, to provide copies of relevant materials, and to permit examination or recording of statements, while giving all reasonable assistance in connection with the inspection.
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