Chapter V - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 26 to Regulation 58C)
Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996 Chapter V RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
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Investment advice disclosure requirement: advisers must reveal their and related parties' long or short positions when advising publicly. Regulation 58A bars a depository, participant, or their employees from giving investment advice in publicly accessible media unless they disclose their interest, specifically any long or short position in the security; employees must also disclose the interests and positions of dependent family members and the employer when rendering such advice.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investment advice disclosure requirement: advisers must reveal their and related parties' long or short positions when advising publicly.
Regulation 58A bars a depository, participant, or their employees from giving investment advice in publicly accessible media unless they disclose their interest, specifically any long or short position in the security; employees must also disclose the interests and positions of dependent family members and the employer when rendering such advice.
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