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        SEBI

        Regulation 53B - Redressal of investor grievances

        Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
        Chapter V
        RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION

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        Redressal of investor grievances: issuers and registered intermediaries must resolve beneficial owner complaints within prescribed period and notify depository. Regulation 53B obliges every issuer, its agent, and any person registered as an intermediary to redress grievances of beneficial owners within the prescribed statutory timeframe and to keep the depository informed about the number and nature of grievances redressed and the number of grievances pending.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Redressal of investor grievances: issuers and registered intermediaries must resolve beneficial owner complaints within prescribed period and notify depository.

                                Regulation 53B obliges every issuer, its agent, and any person registered as an intermediary to redress grievances of beneficial owners within the prescribed statutory timeframe and to keep the depository informed about the number and nature of grievances redressed and the number of grievances pending.


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