Chapter V - RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 26 to Regulation 58C)
Regulation 46 - Monitoring, reviewing and evaluating internal systems and controls.
Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996 Chapter V RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
📋
Contents
Cases Cited
Referred In
Notifications
Circulars
Forms
Manuals
Acts
Rules & Regulations
Case Laws New
Ref Provisions New
Plus +
Source NTF
Summary
Similar
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Monitoring and evaluation of internal accounting controls required so participants maintain adequate review mechanisms for compliance. Every participant must maintain an adequate mechanism for reviewing, monitoring and evaluating the participant's internal accounting controls and systems, establishing ongoing procedures and processes to provide regular oversight of accounting controls and related systems.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Monitoring and evaluation of internal accounting controls required so participants maintain adequate review mechanisms for compliance.
Every participant must maintain an adequate mechanism for reviewing, monitoring and evaluating the participant's internal accounting controls and systems, establishing ongoing procedures and processes to provide regular oversight of accounting controls and related systems.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.