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of <h1>SEBI sets 'fit and proper' criteria for intermediaries, focusing on competence, integrity, and financial soundness under 2008 Regulations.</h1> The Securities and Exchange Board of India (SEBI) outlines criteria for determining a 'fit and proper person' in its Intermediaries Regulations, 2008. Applicants and intermediaries must demonstrate competence, infrastructure capability, and financial soundness. The criteria apply to key individuals such as directors, compliance officers, and controlling persons. SEBI may assess integrity, ethical behavior, and absence of legal disqualifications, including criminal charges or insolvency. If deemed unfit, individuals face restrictions on registration. Intermediaries must replace disqualified persons promptly to maintain compliance. These criteria are applicable during registration and throughout the intermediary's operational period.
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