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        Regulation 6 - Consideration of application and eligibility criteria

        Securities and Exchange Board of India (Investment Advisers) Regulations 2013
        Chapter II
        REGISTRATION OF INVESTMENT ADVISERS

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        Registration of investment advisers: eligibility hinges on qualifications, fit and proper status, infrastructure and prescribed application pathways. Regulation 6 sets SEBI's registration criteria for investment advisers, requiring consideration of applicant form, qualification and certification of principal officers and persons associated with investment advice as per regulation 7, fulfillment of deposit requirements, fit and proper status under intermediaries' criteria, adequate infrastructure, and any prior refusals or disciplinary actions. It also mandates specific pathways for banks, NBFCs, other non-individuals, foreign-incorporated entities, and foreign citizens to apply-through subsidiaries, identifiable divisions, or Indian offices-and contemplates enlistment with a recognized body under regulation 14 with transitional provisions.
                    Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                    Provisions expressly mentioned in the judgment/order text.

                        Registration of investment advisers: eligibility hinges on qualifications, fit and proper status, infrastructure and prescribed application pathways.

                        Regulation 6 sets SEBI's registration criteria for investment advisers, requiring consideration of applicant form, qualification and certification of principal officers and persons associated with investment advice as per regulation 7, fulfillment of deposit requirements, fit and proper status under intermediaries' criteria, adequate infrastructure, and any prior refusals or disciplinary actions. It also mandates specific pathways for banks, NBFCs, other non-individuals, foreign-incorporated entities, and foreign citizens to apply-through subsidiaries, identifiable divisions, or Indian offices-and contemplates enlistment with a recognized body under regulation 14 with transitional provisions.





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