Registration certificate: Board may grant or conditionally register applicants and permit certificate additions without refiling foundational form. The Board shall grant a registration certificate when satisfied of an applicant's eligibility and may give conditional registration if pending proceedings could lead to suspension or cancellation. An intermediary already holding a certificate and having filed Form A need not refile Form A when seeking a separate certificate for a new activity; it must provide only the additional information required under the relevant regulations.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Registration certificate: Board may grant or conditionally register applicants and permit certificate additions without refiling foundational form.
The Board shall grant a registration certificate when satisfied of an applicant's eligibility and may give conditional registration if pending proceedings could lead to suspension or cancellation. An intermediary already holding a certificate and having filed Form A need not refile Form A when seeking a separate certificate for a new activity; it must provide only the additional information required under the relevant regulations.
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