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        SEBI

        Regulation 23 - Cancellation or suspension of registration and other actions

        Securities and Exchange Board of India (Intermediaries) Regulations, 2008
        Chapter V
        ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE

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        Cancellation or suspension of registration may follow non compliance with certificate conditions or securities law requirements. Non compliance with conditions of a certificate of registration or contravention of securities laws, directions, instructions or circulars permits the Board to order regulatory measures, including suspension or cancellation of the certificate, without prejudice to other actions available under securities laws and in the manner provided by the intermediary regulations.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Cancellation or suspension of registration may follow non compliance with certificate conditions or securities law requirements.

                            Non compliance with conditions of a certificate of registration or contravention of securities laws, directions, instructions or circulars permits the Board to order regulatory measures, including suspension or cancellation of the certificate, without prejudice to other actions available under securities laws and in the manner provided by the intermediary regulations.


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