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        SEBI

        Regulation 16B - Disciplinary Actions for Violation of Regulation 16A

        Securities and Exchange Board of India (Intermediaries) Regulations, 2008
        Chapter IIIA
        RESTRICTION IN DEALING WITH OTHER ENTITIES

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        Regulation 16B enforcement: SEBI may impose measures, including Chapter V actions, for breaches of Regulation 16A. Regulation 16B empowers the Board to respond to breaches of Regulation 16A by taking measures it deems appropriate, expressly including actions available under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008, providing the regulatory basis for disciplinary or corrective steps against intermediaries.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Regulation 16B enforcement: SEBI may impose measures, including Chapter V actions, for breaches of Regulation 16A.

                                Regulation 16B empowers the Board to respond to breaches of Regulation 16A by taking measures it deems appropriate, expressly including actions available under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008, providing the regulatory basis for disciplinary or corrective steps against intermediaries.


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