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        SEBI

        Regulation 33A - Situations when summary procedure to be followed

        Securities and Exchange Board of India (Intermediaries) Regulations, 2008
        Chapter VA
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        Summary procedure: prior proceedings under earlier intermediary enquiry rules to be disposed under current chapter's provisions. Proceedings instituted under Chapter III of the repealed 2002 enquiry and penalty regulations that began before these Intermediaries Regulations came into force shall be disposed of in accordance with the provisions of this chapter as a transitional provision governing summary procedure.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Summary procedure: prior proceedings under earlier intermediary enquiry rules to be disposed under current chapter's provisions.

                              Proceedings instituted under Chapter III of the repealed 2002 enquiry and penalty regulations that began before these Intermediaries Regulations came into force shall be disposed of in accordance with the provisions of this chapter as a transitional provision governing summary procedure.


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