Certificate permanence: intermediary registration remains permanent unless surrendered, suspended, or cancelled and subject to the Act and regulations. The regulation provides that an intermediary's registration certificate is permanent, subject to compliance with the Act and regulations, but may be terminated by voluntary surrender or by suspension or cancellation under the regulatory framework.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Certificate permanence: intermediary registration remains permanent unless surrendered, suspended, or cancelled and subject to the Act and regulations.
The regulation provides that an intermediary's registration certificate is permanent, subject to compliance with the Act and regulations, but may be terminated by voluntary surrender or by suspension or cancellation under the regulatory framework.
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