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        SEBI

        Regulation 16 - Code of conduct

        Securities and Exchange Board of India (Intermediaries) Regulations, 2008
        Chapter III
        GENERAL OBLIGATIONS OF INTERMEDIARIES

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        Code of conduct requires intermediaries and their personnel to continuously comply with the prescribed schedule. The duty applies to the intermediary and to its directors, officers, employees and key management personnel, imposing continuous adherence to professional standards and requiring that these persons and the intermediary at all times comply with the code of conduct as specified in Schedule III of the relevant intermediary regulations.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Code of conduct requires intermediaries and their personnel to continuously comply with the prescribed schedule.

                              The duty applies to the intermediary and to its directors, officers, employees and key management personnel, imposing continuous adherence to professional standards and requiring that these persons and the intermediary at all times comply with the code of conduct as specified in Schedule III of the relevant intermediary regulations.


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