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          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.

          Provisions expressly mentioned in the judgment/order text.

          <h1>Intermediary definitions clarify registration, control, and governance obligations for market intermediaries under securities regulatory framework.</h1> The regulations define intermediary and related terms to determine regulatory scope, specifying inclusion and exclusion of market participants; they define control as power to direct management or policy and describe 'associate' relations. They also define operational terms-'certificate' as Board registration, 'principal officer' as persons responsible for intermediary activities, 'inspecting authority' as Board-appointed inspectors, and 'change of status or constitution' to cover amalgamation, change in control and legal status changes.

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