Just a moment...
Press 'Enter' to add multiple search terms. Rules for Better Search
No Folders have been created
Are you sure you want to delete "My most important" ?
NOTE:
Don't have an account? Register Here
<h1>Understanding Key Terms in SEBI (Intermediaries) Regulations 2008: Definitions Crucial for Compliance and Market Participants</h1> The Securities and Exchange Board of India (Intermediaries) Regulations, 2008, outlines definitions crucial for understanding the regulatory framework. Key terms include 'Act,' referring to the Securities and Exchange Board of India Act, 1992, and 'associate,' denoting entities under common control with an intermediary. 'Intermediary' encompasses various market participants like asset management companies and trading members but excludes certain investors and funds. 'Control' involves the power to influence management decisions, while 'principal officer' refers to individuals responsible for intermediary activities. The regulations also define 'self-regulatory organization' and 'wilful defaulter,' among other terms, providing a comprehensive legal context for intermediaries.