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of <h1>Regulation 16A Bars Unregistered Securities Advice, Performance Claims by Intermediaries; Excludes Investor Education Activities</h1> Regulation 16A of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008, prohibits individuals regulated by the Board or their agents from associating with persons who provide securities advice or make performance claims unless duly registered or permitted by the Board. This restriction applies to direct or indirect associations, excluding those through specified digital platforms. The regulation defines 'association' to include financial transactions, client referrals, IT system interactions, and similar connections. It clarifies that 'another person' excludes those engaged in investor education, provided they do not engage in restricted activities without permission.
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